Profile

Amy Greer

Co-Chair, North America Financial Regulation and Enforcement Practice,
Baker McKenzie

My Contact Information

Baker McKenzie
New York, NY
Phone 1: 212 626 4556

Social Links

Chapter

New York

Bio

Biography

Amy serves as the Co-chair of Baker McKenzie’s North American Financial Regulation and Enforcement Practice, which provides our clients with a full range of regulatory advice and enforcement counseling.

Previously, Amy has served as chief litigation counsel at the US Securities and Exchange Commission's (SEC) Philadelphia regional office and managed a team of lawyers overseeing a wide variety of enforcement matters and investigations.

Practice Focus

Amy advises all manner of financial industry clients and SEC reporting companies, in connection with regulatory enforcement investigations and examinations, as well as internal investigations. Her clients include broker-dealers, investment advisers, hedge funds, mutual funds, securities issuers and reporting companies, and commodities traders.

Clients have sought Amy’s advice on matters as diverse as conflict of interest disclosures, sales practices concerns, insider trading, financial reporting and accounting issues, allegations related to securities offerings, investigations into complex products and trading, whistleblower concerns, and Dodd-Frank and Sarbanes-Oxley issues. She also handles inquiries concerning anti-money laundering issues, and violations of the US Foreign Corrupt Practices Act.

Amy often coordinates these efforts with ongoing criminal investigations, multiple enforcement/regulatory efforts, and civil litigation. She also assists clients by conducting internal investigations and providing counsel on regulatory examinations and compliance issues.

Practice Areas

  • Financial Services
  • Government Investigations
  • Insider Trading
  • Internal Investigations
  • SEC Enforcement