Profile

Elizabeth Yingling

Owner,
Yingling Law, PLLC

My Contact Information

Yingling Law, PLLC
Asheville, NC
Work: 828-767-0404

Social Links

Chapter

North Carolina

Bio

Elizabeth  practiced in "big law" for 29 years as a commercial and securities litigator before starting Yingling Law, PLLC. Elizabeth defends individuals, small companies, and major corporations in lawsuits, arbitrations, and securities regulatory proceedings throughout the United States. She assists U.S. and non-U.S. companies in developing policies and procedures aimed at mitigating the risk of future litigation and securities regulatory proceedings. Elizabeth has extensive experience advising small and mid-sized broker-dealers and investment advisors on regulatory and compliance issues. She also advises private companies on general business and legal issues, including issues related to fiduciary duties, compliance, private placements, and employment matters.

Practice Areas

  • Compliance Counseling
  • Corporate Governance
  • Due Diligence Investigations
  • Financial Services
  • Insider Trading
  • Internal Investigations
  • SEC Enforcement
  • Securities Litigation
  • State Attorney Generals
  • Trials