Global Enforcement & Compliance Program, Part 4 2024

Views from the Top 2024

Part 4 of the Global Enforcement & Compliance Series: Views from the Top was held on Wednesday, December 11 in Washington D.C. The panel featured expert panelists from the DOJ, SEC, CFTC, and FTC. Views from the Top sheds light on the enforcement priorities and challenges the U.S. is facing in 2024-2025. A lunch/reception followed the panel discussion.

Details

Date: Wednesday, December 11, 2024

Time: 12:00pm - 1:00pm EST Panel Discussion

            1:00pm - 2:00pm EST Networking Lunch/Reception  

Location: Dechert LLP, 1900 K Street NW, Washington, DC 20006 with a Virtual Option via Zoom

Panelists 

Paul G. Hayeck

Deputy Director, Division of Enforcement, CFTC 

Tara Koslov

Deputy Director of the Federal Trade Commission's Bureau of Competition

Lorinda Laryea

Principal Deputy, Fraud Section, DOJ

Amanda Liskamm

Director of the Consumer Protection Branch, U.S. Department of Justice

Manish Kumar

Deputy Assistant Attorney General, Antitrust Division, DOJ 

Mark Cave

Assistant Director, Division of Enforcement, SEC

Moderator

Hartley M.K. West

WWCDA Global Programs Committee Co-Chair, Global Co-Chair, Enforcement & Investigations, Dechert LLP

CLE Information

This live program has been approved for CLE credit in Connecticut, New Jersey, and New York. During the program, you will be given a code that you will need in order to receive your CLE credits. Please complete the Affirmation and Evaluation webform by scanning the QR code and signing in at the beginning of the event or using this link. At the end of the program, you will need to sign out by scanning the QR code so that your information can be processed. CLE credit is only available for the live event. For processing, complete and submit the webform within 48 hours of program completion.

For CLE inquiries, please contact ALLCLE@dechert.com.

Connecticut

Neither the Connecticut Judicial Branch nor the Commission on Minimum Continuing Legal Education approve or accredit CLE providers or activities. It is the opinion of this provider that this activity qualifies for up to 0.80 hours toward your annual CLE requirement in Connecticut, including 0 hours of ethics/professionalism.

New Jersey

This program has been approved by the Board on Continuing Legal Education of the Supreme Court of New Jersey for 1.0 hours of total CLE credit. Of these, 0 qualify as hours of credit for ethics/professionalism, and 0 qualify as hours of credit toward certification in civil trial law, criminal trial law, workers compensation law, municipal court law, and/or matrimonial law.

New York

This transitional and non-transitional continuing legal education program has been approved in accordance with the requirements of the New York State Continuing Legal Education Board for a maximum of 1.0 credit hours, of which 1.0 credit hours can be applied toward the areas of professional practice requirements.

CLE Materials:

Resource Materials

• Office of Public Affairs | Principal Deputy Assistant Attorney General Nicole M. Argentieri Delivers Remarks at the Computer Crime and Intellectual Property Section’s Symposium on Artificial Intelligence in the Justice Department at Center for Strategic and International Studies | United States Department of Justice (October 2, 2024)
• Office of Public Affairs | Principal Deputy Assistant Attorney General Nicole M. Argentieri Delivers Remarks Announcing TD Bank’s Guilty Plea for Bank Secrecy Act and Money Laundering Conspiracy Violations in $1.8B Resolution | United States Department of Justice (October 10, 2024)
• Office of Public Affairs | Principal Deputy Assistant Attorney General Nicole M. Argentieri Delivers Remarks at the Society of Corporate Compliance and Ethics 23rd Annual Compliance & Ethics Institute | United States Department of Justice (September 23, 2024)
• Office of Public Affairs | Principal Deputy Assistant Attorney General Doha Mekki Delivers Remarks on the Justice Department's Lawsuit Against Visa for Monopolizing Debit Markets | United States Department of Justice (September 24, 2024)
• Office of Public Affairs | Justice Department and Federal Trade Commission Meet with G7 Enforcement Partners in Rome to Discuss the Challenges of Ensuring Competition in AI | United States Department of Justice (October 4, 2024)
• Office of Public Affairs | Justice Department Sues RealPage for Algorithmic Pricing Scheme that Harms Millions of American Renters | United States Department of Justice (August 23, 2024)
• Remarks of Enforcement Director Ian McGinley at the City Bar White Collar Institute: “Trends in the CFTC’s Recent Crypto Enforcement Actions” | CFTC (May 23, 2024)
• Keynote Address of Ian McGinley Before the New York City Bar Association Futures and Derivatives Committee Conference | CFTC (April 11, 2024)
• CFTC Technology Advisory Committee Advances Report and Recommendations to the CFTC on Responsible Artificial Intelligence in Financial Markets | CFTC (May 2, 2024)
• Remarks at Program on Corporate Compliance and Enforcement Spring Conference 2024 by Gurbir Grewal, Former Director, SEC’s Division of Enforcement (April 15, 2024)
• Remarks at PLI’s 56th Annual Institute on Securities Regulation by Sanjay Wadhwa, Acting Director, SEC’s Division of Enforcement (Nov. 15, 2024)
• Chair Gary Gensler on AI Washing (March 18, 2024)
• Press Release - Family Dollar Stores LLC Pleads Guilty to Holding Consumer Products under Insanitary Conditions, Agrees to Pay $41.675 Million in Connection with Rodent-Infested Warehouse (February 26, 2024)
• Press Release - Epsilon Senior Executive and Sales Manager Both Sentenced for Selling Data on Millions of U.S. Consumers to Fraudsters (September 30, 2024)
• Press Release - United States Files Complaint Against Adobe and Two Adobe Executives for Alleged Violations of Restore Online Shoppers’ Confidence Act (June 17, 2024)
• Press Release - United States Sues Telehealth Providers and Executives for Unfair and Deceptive Conduct (June 10, 2024)
• Press Release - FTC Challenges Kroger’s Acquisition of Albertsons (February 26, 2024)
• Press Release - FTC Finalizes Changes to Premerger Notification Form (October 10, 2024)
• Press Release - FTC Sues Prescription Drug Middlemen for Artificially Inflating Insulin Drug Prices (September 10, 2024)
• Press Release - FTC Moves to Block Tempur Sealy’s Acquisition of Mattress Firm (July 2, 2014)

COVID safe event practices and waiver of liability will be required. Attendees must be fully vaccinated or have a negative COVID test (taken within 24 hours of the event). In accordance with local regulations, masks are optional. By accepting this invitation, you are confirming that you will only attend the event if you comply with these requirements and that you will not attend the event if you feel unwell or experience any COVID symptoms. Please note that while WWCDA is putting in place a range of precautions to ensure the health and safety of event attendees, by accepting this invitation, you are confirming that you understand and assume the risk of possible COVID exposure. Further, by attending the event, you assume all risks, hazards, and dangers arising from or relating in any way to the risk of contracting COVID, whether that exposure occurs before, during, or after the event, and regardless of how caused or contracted, and you hereby waive any and all claims and potential claims against the Women's White Collar Defense Association.

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