Stacie Hartman

Steptoe & Johnson LLP
Annual Meeting
Committee Chair
Membership & Alumnae
Committee Member

My Contact Information

Steptoe & Johnson LLP
Chicago, IL
Phone 1: (312) 577-1258

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Chapter Location



I co-chair Steptoe's Financial Services Group, a multi-disciplinary practice of more than 65 lawyers across the globe.  I help global financial institutions and brokerage and proprietary trading firms in the financial services industry resolve disputes with the Government and also other brokerage firms, inside and outside the courtroom. I lead cases in court and in enforcement proceedings before the Commodity Futures Trading Commission (CFTC) and Securities and Exchange Commission (SEC), as well as before panels at financial exchanges, the National Futures Association (NFA) and the Financial Industry Regulatory Authority (FINRA). I also represent clients in investigations by the U.S. Department of Justice.

Practice Areas

  • Complex Commercial Litigation
  • Compliance Counseling
  • Crisis Management
  • Financial Services
  • Government Investigations
  • Insider Trading
  • Internal Investigations
  • SEC Enforcement
  • Securities & Futures Regulation
  • Securities Litigation
  • Trade Secrets
  • Trials
  • White Collar Crime