Profile

Stacie Hartman

Partner,
Morgan Lewis & Bockius LLP
Board of Directors
Member
Global Deputy Vice Chair
of Advisory Council

My Contact Information

Morgan Lewis & Bockius LLP
Chicago, IL
Work: (312) 324-1592

Social Links

Chapter Location

  • Chicago

Bio

​I help global financial institutions and brokerage and proprietary trading firms in the financial services industry resolve disputes with the Government and also other brokerage firms, inside and outside the courtroom. I lead cases in court and in enforcement proceedings before the Commodity Futures Trading Commission (CFTC) and Securities and Exchange Commission (SEC), as well as before panels at financial exchanges, the National Futures Association (NFA) and the Financial Industry Regulatory Authority (FINRA). I also represent clients in investigations by the U.S. Department of Justice.

Practice Areas

  • Complex Commercial Litigation
  • Compliance & Ethics Counseling
  • Crisis Management
  • Financial Services
  • Government Investigations
  • Insider Trading
  • Internal Investigations
  • SEC Enforcement
  • Securities & Futures Regulation
  • Securities Litigation
  • Trade Secrets
  • Trials
  • White Collar Crime

 

 

 

 

DISCLAIMER

The information in this Profile was provided by the member and not verified by WWCDA.  As a member of WWCDA, the member has a continuing obligation to provide true, accurate, current, and complete information on this Profile page and to promptly update their information in this Profile including, but not limited to, changes in firm affiliation, business address and/or residence, other biographical information, and bar status.

 

WWCDA does not independently verify member-submitted information and assumes no responsibility for any inaccuracy, error, or omission therein.