Profile

Stacie Hartman

Steptoe & Johnson LLP

My Contact Information

Steptoe & Johnson LLP
Chicago, IL
Phone 1: (312) 577-1258

Social Links

Chapter

Chicago

Bio

I help brokerage and proprietary trading firms in the financial services industry resolve disputes with the Government and also other brokerage firms, inside and outside the courtroom. I lead cases in court and in enforcement proceedings before the Commodity Futures Trading Commission (CFTC) and Securities and Exchange Commission (SEC), as well as before panels at financial exchanges, the National Futures Association (NFA) and the Financial Industry Regulatory Authority (FINRA). I also represent clients in investigations by the U.S. Department of Justice.

Practice Areas

  • Complex Commercial Litigation
  • Compliance Counseling
  • Crisis Management
  • Financial Services
  • Government Investigations
  • Insider Trading
  • Internal Investigations
  • SEC Enforcement
  • Securities & Futures Regulation
  • Securities Litigation
  • Trade Secrets
  • Trials
  • White Collar Crime