I help global financial institutions and brokerage and proprietary trading firms in the financial services industry resolve disputes with the Government and also other brokerage firms, inside and outside the courtroom. I lead cases in court and in enforcement proceedings before the Commodity Futures Trading Commission (CFTC) and Securities and Exchange Commission (SEC), as well as before panels at financial exchanges, the National Futures Association (NFA) and the Financial Industry Regulatory Authority (FINRA). I also represent clients in investigations by the U.S. Department of Justice.